Filing Details

Accession Number:
0001127602-15-030466
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-05 17:53:27
Reporting Period:
2015-11-03
Filing Date:
2015-11-05
Accepted Time:
2015-11-05 17:53:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182971 R Thomas Watjen 1 Fountain Square
Chattanooga TN 37402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-03 239,796 $11.37 506,570 No 4 M Direct
Common Stock Disposition 2015-11-03 239,796 $34.91 266,774 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-03 239,796 $0.00 239,796 $11.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,816 Indirect By 401(k) Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2015.
  2. Includes 98,351 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 408,219 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Reflects the weighted average price for multiple sale transactions ranging in price from $34.781 per share to $35.155 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Includes 98,351 stock-settled RSUs and 168,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  5. The options vest in three equal annual installments beginning on February 24, 2010.