Filing Details

Accession Number:
0001179110-15-014545
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-05 17:17:58
Reporting Period:
2015-11-03
Filing Date:
2015-11-05
Accepted Time:
2015-11-05 17:17:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568819 Leoncio Segundo Casusol C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-03 55,269 $8.31 20,710 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Grant $21.99 2023-10-01 1,865 1,865 Direct
Common Stock Employee Stock Grant $21.99 2023-10-01 3,729 3,729 Direct
Common Stock Employee Stock Option $21.99 2023-10-01 7,900 7,900 Direct
Common Stock Employee Stock Option $21.99 2023-10-01 7,899 7,899 Direct
Common Stock Employee Stock Grant $41.19 2023-01-01 24,557 24,557 Direct
Common Stock Employee Stock Grant $13.57 2024-05-14 55,269 55,269 Direct
Common Stock Employee Stock Grant $10.41 2024-10-01 42,958 42,958 Direct
Common Stock Employee Stock Grant $10.41 2024-10-01 14,319 14,319 Direct
Common Stock Employee Stock Option $10.41 2024-10-01 10,077 10,077 Direct
Common Stock Employee Stock Option $10.41 2024-10-01 2,519 2,519 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-10-01 1,865 1,865 Direct
2023-10-01 3,729 3,729 Direct
2023-10-01 7,900 7,900 Direct
2023-10-01 7,899 7,899 Direct
2023-01-01 24,557 24,557 Direct
2024-05-14 55,269 55,269 Direct
2024-10-01 42,958 42,958 Direct
2024-10-01 14,319 14,319 Direct
2024-10-01 10,077 10,077 Direct
2024-10-01 2,519 2,519 Direct
Footnotes
  1. Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  2. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  3. Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  4. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  5. Twenty-five percent of this restricted stock grant vested on January 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on January 1 of each year for three years.
  6. Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
  7. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  8. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  9. Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  10. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.