Filing Details

Accession Number:
0001225208-15-020379
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 16:39:52
Reporting Period:
2015-11-02
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 16:39:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627137 R Terri Kallsen 211 Main Street
San Francisco CA 94105
Evp - Investor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-02 1,506 $30.98 16,871 No 4 F Direct
Common Stock Disposition 2015-11-03 640 $31.45 16,231 No 4 F Direct
Common Stock Acquisiton 2015-11-04 4,800 $13.64 21,031 No 4 M Direct
Common Stock Acquisiton 2015-11-04 3,900 $23.12 24,931 No 4 M Direct
Common Stock Acquisiton 2015-11-04 3,200 $12.10 28,131 No 4 M Direct
Common Stock Disposition 2015-11-04 3,569 $31.55 24,562 No 4 S Direct
Common Stock Disposition 2015-11-04 11,900 $31.58 12,662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2015-11-04 3,200 $0.00 3,200 $12.10
Common Stock Nonqualified Stock Option (right to buy) Disposition 2015-11-04 4,800 $0.00 4,800 $13.64
Common Stock Nonqualified Stock Option (right to buy) Disposition 2015-11-04 3,900 $0.00 3,900 $23.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,362 2013-06-01 2022-06-01 No 4 M Direct
5,200 2013-11-01 2022-11-01 No 4 M Direct
7,989 2014-11-01 2023-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,456 Indirect by ESPP
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $31.48 to $31.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.