Filing Details

Accession Number:
0001209191-15-078369
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 15:53:20
Reporting Period:
2015-11-04
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 15:53:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709283 Quantum Corp QTM Computer Storage Devices (3572) 942665054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1584386 J Gregg Powers C/O Quantum Corporation
224 Airport Parkway, Suite 300
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-04 50,000 $0.93 586,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 265,392 Indirect Pelican Bay Holdings, LLC
Footnotes
  1. Mr. Powers is the sole member of Pelican Bay Holdings, LLC.
  2. The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $0.9201 to $0.9348 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  3. Mr. Powers also has sole voting and dispositive power with respect to 3,861,350 shares owned by commingled funds or mutual funds over which Mr. Powers serves as Portfolio Manager. As CEO and Portfolio Manager of Private Capital Management, LLC ("PCM"), Mr. Powers exercises shared voting and dispositive power with respect to 12,884,243 shares, including shares held by those PCM clients that have delegated proxy authority to PCM. Such delegation may be granted or revoked at any time at the client's discretion. PCM disclaims beneficial ownership of client owned shares over which it has dispositive power and disclaims the existence of a group.