Filing Details

Accession Number:
0001441634-15-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-03 19:38:01
Reporting Period:
2015-11-02
Filing Date:
2015-11-03
Accepted Time:
2015-11-03 19:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 980682363
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211588 E Hock Tan C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-11-02 34,376 $35.45 172,632 No 4 M Direct
Ordinary Shares Acquisiton 2015-11-02 71,353 $32.39 243,985 No 4 M Direct
Ordinary Shares Disposition 2015-11-02 49,381 $123.05 194,604 No 4 S Direct
Ordinary Shares Disposition 2015-11-02 49,148 $123.83 145,456 No 4 S Direct
Ordinary Shares Disposition 2015-11-02 7,200 $124.76 138,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2015-11-02 34,376 $0.00 34,376 $35.45
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-11-02 71,353 $0.00 71,353 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,624 2020-03-11 No 4 M Direct
200,000 2018-03-07 No 4 M Direct
Footnotes
  1. Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Includes 41,666 Restricted Share Units.
  3. Transaction executed in multiple trades at prices ranging from $122.53 to $123.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Transaction executed in multiple trades at prices ranging from $123.53 to $124.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Transaction executed in multiple trades at prices ranging from $124.54 to $125.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 12, 2017. The exercisability requirements for the Option have been met.
  7. The option is fully vested and exercisable.