Filing Details

Accession Number:
0000701374-15-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 16:38:43
Reporting Period:
2015-10-28
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 16:38:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701374 Six Flags Entertainment Corp SIX Services-Miscellaneous Amusement & Recreation (7990) 133995059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205656 M John Duffey C/O Six Flags
924 Avenue J East
Grand Prairie TX 75050
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.025 Per Share Acquisiton 2015-10-28 150,000 $10.00 863,495 No 4 M Direct
Common Stock, Par Value $0.025 Per Share Disposition 2015-10-28 146,100 $51.38 717,395 No 4 S Direct
Common Stock, Par Value $0.025 Per Share Disposition 2015-10-28 3,900 $51.83 713,495 No 4 S Direct
Common Stock, Par Value $0.025 Per Share Acquisiton 2015-10-29 3,040 $10.00 716,535 No 4 M Direct
Common Stock, Par Value $0.025 Per Share Disposition 2015-10-29 3,040 $52.00 713,495 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.025 Per Share Employee Stock Option (Right to Buy) Disposition 2015-10-28 150,000 $0.00 150,000 $10.00
Common Stock, Par Value $0.025 Per Share Employee Stock Option (Right to Buy) Disposition 2015-10-29 3,040 $0.00 3,040 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,000 2020-09-07 No 4 M Direct
146,960 2020-09-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.025 Per Share 16,000 Indirect By Reporting Person's Wife as trustee of family trust UAD 11-22-2005
Common Stock, Par Value $0.025 Per Share 96,000 Indirect By Reporting Person's Wife as trustee of family trust UAD 02-28-2006
Footnotes
  1. The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by John M. Duffey.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.81 to $51.80, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.81 to $51.88, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The Reporting Person disclaims beneficial interest in such shares except to the extent of his pecuniary interest therein.
  5. Mr. Duffey was granted an option to purchase 600,000 shares (as adjusted for stock splits) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.