Filing Details
- Accession Number:
- 0000939767-15-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-19 17:08:58
- Reporting Period:
- 2015-10-16
- Filing Date:
- 2015-10-19
- Accepted Time:
- 2015-10-19 17:08:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 939767 | Exelixis Inc. | EXEL | Services-Commercial Physical & Biological Research (8731) | 043257395 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387306 | Peter Lamb | C/O Exelixis, Inc. 210 E. Grand Ave. South San Francisco CA 94080 | Evp, Discovery Research & Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-16 | 2,881 | $5.63 | 39,354 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-16 | 12,000 | $5.63 | 51,354 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-16 | 12,667 | $5.63 | 64,021 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-16 | 24,001 | $5.63 | 88,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-16 | 51,549 | $5.80 | 36,473 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2015-10-16 | 2,881 | $0.00 | 2,881 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-16 | 12,000 | $0.00 | 12,000 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-16 | 12,667 | $0.00 | 12,667 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-16 | 24,001 | $0.00 | 24,001 | $5.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,668 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 36,668 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 24,001 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 0 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,478 | Indirect | By 401(k) |
Footnotes
- Represents 14,478 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of October 13, 2015.
- Option granted pursuant to Issuer's 2000 Equity Incentive Plan. Thirty-three percent (33%) of the shares vest one year from date of grant, and the remaining shares vest in 24 equal monthly installments thereafter.
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