Filing Details

Accession Number:
0001127602-15-029280
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-19 16:27:55
Reporting Period:
2015-10-15
Filing Date:
2015-10-19
Accepted Time:
2015-10-19 16:27:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1083206 W Arnold Donald Carnival Corporation
3655 N.w. 87Th Avenue
Miami FL 33178
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-15 5,000 $46.61 123,072 No 4 M Direct
Common Stock Disposition 2015-10-15 5,000 $49.95 118,072 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2015-10-15 5,000 $0.00 5,000 $46.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-10-18 2015-10-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,807 Indirect By The Arnold W. Donald Revocable Trust Uad 5/26/98
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $49.91 to $49.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
  3. Options vested ratably over five years beginning on the first anniversary of the grant date.