Filing Details
- Accession Number:
- 0000939767-15-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-14 17:05:08
- Reporting Period:
- 2015-10-12
- Filing Date:
- 2015-10-14
- Accepted Time:
- 2015-10-14 17:05:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 939767 | Exelixis Inc. | EXEL | Services-Commercial Physical & Biological Research (8731) | 043257395 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387306 | Peter Lamb | C/O Exelixis, Inc. 210 E. Grand Ave. South San Francisco CA 94080 | Evp, Discovery Research & Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-12 | 525 | $5.63 | 36,998 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 1,400 | $5.63 | 38,398 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 2,500 | $5.63 | 40,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 8,000 | $5.63 | 48,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 20,000 | $5.63 | 68,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 28,000 | $5.63 | 96,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 84,000 | $5.63 | 180,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 19,333 | $5.63 | 200,231 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 39,999 | $5.63 | 240,230 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 39,583 | $5.63 | 279,813 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-10-12 | 56,936 | $5.63 | 336,749 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-12 | 300,276 | $5.84 | 36,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-13 | 600 | $5.63 | 37,073 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-13 | 600 | $5.80 | 36,473 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 525 | $0.00 | 525 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 1,400 | $0.00 | 1,400 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 2,500 | $0.00 | 2,500 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 8,000 | $0.00 | 8,000 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 20,000 | $0.00 | 20,000 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 28,000 | $0.00 | 28,000 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 84,000 | $0.00 | 84,000 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 19,333 | $0.00 | 19,333 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 39,999 | $0.00 | 39,999 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 39,583 | $0.00 | 39,583 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-12 | 56,936 | $0.00 | 56,936 | $5.63 |
| Common Stock | Option (right to buy) | Disposition | 2015-10-13 | 600 | $0.00 | 600 | $5.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 242,815 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 241,415 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 238,915 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 230,915 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 210,915 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 182,915 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 98,915 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 79,582 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 39,583 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 0 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 52,149 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
| 51,549 | 2010-08-05 | 2015-10-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,478 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. The reporting person undertakes to provide to Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Represents 14,478 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of October 13, 2015.
- Option granted pursuant to Issuer's 2000 Equity Incentive Plan. One hundred percent (100%) of the shares vest one year from date of grant.
- Option granted pursuant to Issuer's 2000 Equity Incentive Plan. Thirty-three percent (33%) of the shares vest one year from date of grant, and the remaining shares vest in 24 equal monthly installments thereafter.
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