Filing Details

Accession Number:
0001512920-15-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-06 14:45:54
Reporting Period:
2015-10-02
Filing Date:
2015-10-06
Accepted Time:
2015-10-06 14:45:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Sprott Focus Trust Inc. FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185838 Whitney W George C/O Sprott Asset Management Usa Inc.
1910 Palomar Point Way, Suite 200
Carlsbad CA 92008
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-02 1,497 $5.90 3,244,938 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,145,601 Indirect Held by Spouse
Common Stock 458,280 Indirect Held by Children
Common Stock 167,957 Indirect Held by Trust
Common Stock 81,914 Indirect Held by Trust
Footnotes
  1. Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
  2. Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.