Filing Details
- Accession Number:
- 0001032553-15-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-30 14:25:47
- Reporting Period:
- 2015-09-28
- Filing Date:
- 2015-09-30
- Accepted Time:
- 2015-09-30 14:25:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032553 | B Gary Smith | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-28 | 4,800 | $16.52 | 550,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-28 | 4,800 | $20.42 | 545,483 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-29 | 4,800 | $16.52 | 550,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-29 | 4,800 | $20.32 | 545,483 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-09-28 | 4,800 | $0.00 | 4,800 | $16.52 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-09-29 | 4,800 | $0.00 | 4,800 | $16.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,837 | 2015-11-02 | No | 4 | M | Direct | |
| 9,037 | 2015-11-02 | No | 4 | M | Direct |
Footnotes
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/1/2015.
- Reflects the weighted average sales price with transactions in a range of sales prices from $20.24 to $20.83. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Reflects the weighted average sales price with transactions in a range of sales prices from $20.28 to $20.41. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Option is fully vested.
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