Filing Details
- Accession Number:
- 0001354488-15-004370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-23 21:30:53
- Reporting Period:
- 2015-09-21
- Filing Date:
- 2015-09-23
- Accepted Time:
- 2015-09-23 21:30:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378624 | Cellular Biomedicine Group Inc. | CBMG | Biological Products, (No Disgnostic Substances) (2836) | 861032927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569877 | K Andrew Chan | 530 University Avenue, #17 Palo Alto CA 94301 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-21 | 1,296 | $3.00 | 155,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-21 | 1,296 | $20.80 | 153,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-21 | 1,516 | $5.61 | 155,494 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-09-21 | 1,516 | $20.80 | 153,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-09-21 | 25,115 | $20.80 | 128,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-09-21 | 33,333 | $3.00 | 162,196 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) (2011 Plan) | Disposition | 2015-09-21 | 1,296 | $0.00 | 1,296 | $3.00 |
| Common Stock | Non- Qualified Stock Option (right to buy) (2013 Plan) | Disposition | 2015-09-21 | 1,516 | $0.00 | 1,516 | $5.61 |
| Common Stock | Incentive Stock Option (right to buy) (2011 Plan) | Disposition | 2015-09-21 | 33,333 | $0.00 | 33,333 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,371 | 2023-02-20 | No | 4 | M | Direct | |
| 45,484 | 2024-05-16 | No | 4 | M | Direct | |
| 0 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- The option vested according to the following schedule: 1/36th per month following the vesting commencement date of February 20 2013.
- The option vested according to the following schedule: 1/31st per month following the vesting commencement date of May 16, 2014.
- This option vested in February 20, 2015, two years following the grant date of February 20, 2013.
Billionaire Hedge Funds
