Filing Details

Accession Number:
0001179706-15-000139
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-22 19:12:56
Reporting Period:
2015-09-21
Filing Date:
2015-09-22
Accepted Time:
2015-09-22 19:12:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
47217 Hewlett Packard Co HPQ Computer & Office Equipment (3570) 941081436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256992 A Catherine Lesjak C/O Hewlett-Packard Company
3000 Hanover Street
Palo Alto CA 94304
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-21 200,000 $13.83 200,000 No 4 M Direct
Common Stock Disposition 2015-09-21 200,000 $26.35 0 No 4 S Direct
Common Stock Disposition 2015-09-21 23,266 $26.23 23,267 No 4 S Indirect By Joint Account with Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Joint Account with Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-09-21 200,000 $0.00 200,000 $13.83
Common Stock Restricted Stock Units Acquisiton 2015-07-01 208 $0.00 208 $0.00
Common Stock Restricted Stock Units Acquisiton 2015-07-01 235 $0.00 235 $0.00
Common Stock Restricted Stock Units Acquisiton 2015-07-01 255 $0.00 255 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
306,147 2014-12-06 2020-12-06 No 4 M Direct
38,366 No 4 A Direct
42,135 No 4 A Direct
44,823 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 306 Indirect By Spouse
Footnotes
  1. The total direct beneficial ownership reflects a decrease of 46,533 shares due to the transfer of 46,533 shares into a Joint Account with the reporting person's spouse on 06/30/15.
  2. The total indirect beneficial ownership reflects an increase of 46,533 shares due to the transfer of 46,533 shares previously reported as being held directly by the reporting person into a Joint Account with the reporting person's spouse on 06/30/15.
  3. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/15.
  4. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/04/15.
  5. The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.20 to $26.50. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  6. The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.20 to $26.25. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  7. There is no reportable change since the last filing. This is a reiteration of holdings only.
  8. On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
  9. This option became exercisable beginning on this date.
  10. This option is no longer exercisable beginning on this date.
  11. Each restricted stock unit represents a contingent right to receive one share of HP common stock.
  12. As previously reported, on 12/06/12 the reporting person was granted 108,460 restricted stock units ("RSUs"), 36,153 of which vested on each of 12/06/13 and 12/06/14, and 36,154 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 208.4896 dividend equivalent rights being reported reflect 208.4896 dividend equivalent rights at $30.52 per RSU credited to the reporting person's account on 07/01/15.
  13. As previously reported, on 12/11/13 the reporting person was granted 61,134 RSUs, 20,378 of which vested on 12/11/14, and 20,378 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 235.0280 dividend equivalent rights being reported reflect 235.0280 dividend equivalent rights at $30.52 per RSU credited to the reporting person's account on 07/01/15.
  14. As previously reported, on 12/10/14 the reporting person was granted 44,165 RSUs, 14,721 of which will vest on 12/10/15, and 14,722 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 254.6868 dividend equivalent rights being reported reflect 254.6868 dividend equivalent rights at $30.52 per RSU credited to the reporting person's account on 07/01/15.