Filing Details

Accession Number:
0001398344-15-005954
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-01 17:02:30
Reporting Period:
2015-08-28
Filing Date:
2015-09-01
Accepted Time:
2015-09-01 17:02:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1379400 Alpine Total Dynamic Dividend Fund AOD () 205785181
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368142 A Samuel Lieber C/O Alpine Woods Capital Investors
2500 Westchester Avenue, Suite 215
Purchase NY 10577
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2015-08-28 35,000 $8.04 47,500 No 4 P Direct
Common Shares Of Beneficial Interest Acquisiton 2015-08-31 15,000 $8.05 62,500 No 4 P Direct
Common Shares Of Beneficial Interest Acquisiton 2015-08-28 35,000 $8.04 47,500 No 4 P Indirect By Charitable Foundation
Common Shares Of Beneficial Interest Acquisiton 2015-08-31 15,000 $8.05 62,500 No 4 P Indirect By Charitable Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Charitable Foundation
No 4 P Indirect By Charitable Foundation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 25,000 Indirect By Limited Partnership
Footnotes
  1. Includes 12,500 shares held individually which reflect the impact of 1 for 2 reverse stock split on January 21, 2014. The balance held in joint tenancy with wife
  2. Shares held prior to the reported purchase reflect the impact of 1 for 2 reverse stock split on January 21, 2014
  3. Reflects the effect of 1 for 2 reverse stock split on January 21, 2014