Filing Details

Accession Number:
0000919574-15-006410
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 18:35:55
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 18:35:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931584 Universal Stainless & Alloy Products Inc USAP Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 251724540
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168664 Pennant Capital Management, Llc 1 Deforest Avenue,
Suite 200
Summit NJ 07901
No No Yes No
1262236 Alan Fournier C/O Pennant Capital Management, Llc
1 Deforest Avenue, Suite 200
Summit NJ 07901
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-18 2,318 $13.03 1,049,603 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. These securities are directly owned by certain private investment vehicles managed by Pennant Capital Management, LLC ("Pennant") and may be deemed beneficially owned by Pennant as investment manager of such private investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of Pennant. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.