Filing Details

Accession Number:
0001179110-15-012427
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 17:21:48
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 17:21:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302215 Houlihan Lokey Inc. HLI Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281910 A Robert Schriesheim C/O Houlihan Lokey, Inc.
10250 Constellation Blvd., 5Th Floor
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-08-18 4,762 $0.00 4,762 No 4 A Direct
Class A Common Stock Acquisiton 2015-08-18 4,250 $21.00 9,012 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. Represents shares of restricted stock that vest in full on the first anniversary of the grant date, subject to continued service as an eligible director through such vesting date.
  2. Represents a purchase from the underwriters in the Issuer's initial public offering.