Filing Details

Accession Number:
0001229384-15-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-19 18:16:00
Reporting Period:
2015-08-17
Filing Date:
2015-08-19
Accepted Time:
2015-08-19 18:16:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922864 Apartment Investment & Management Co AIV Real Estate Investment Trusts (6798) 841259577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229388 Miles Cortez 4582 S. Ulster Street
Suite 1100
Denver CO 80237
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-08-17 4,102 $28.33 118,480 No 4 M Direct
Class A Common Stock Disposition 2015-08-17 4,102 $40.06 114,378 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2015-08-17 4,102 $0.00 4,102 $28.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2018-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 83 Indirect Held in an IRA belonging to the reporting person's wife
Class A Common Stock 58,984 Indirect Held by reporting person's wife
Footnotes
  1. Includes 924 shares previously held in an IRA and reported as indirectly owned.
  2. This is a weighted average price. The prices for which the shares were actually sold ranged from $40.05 to $40.07. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
  3. The option vested 25% on each anniversary of the grant date of January 29, 2008.
  4. Option Award approved by Compensation and Human Resources Committee; price column not applicable.