Filing Details
- Accession Number:
- 0001019056-15-000697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-18 16:34:45
- Reporting Period:
- 2015-08-14
- Filing Date:
- 2015-08-18
- Accepted Time:
- 2015-08-18 16:34:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913241 | Steven Madden Ltd. | SHOO | Footwear, (No Rubber) (3140) | 133588231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428774 | R. Edward Rosenfeld | C/O Steven Madden, Ltd. 52-16 Barnett Avenue Long Island City NY 11104 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2015-08-14 | 112,500 | $5.56 | 396,955 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2015-08-14 | 69,692 | $40.08 | 327,263 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2015-08-14 | 15,000 | $39.71 | 312,263 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-14 | 112,500 | $0.00 | 112,500 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 225,000 | 2013-04-01 | 2016-04-01 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $39.76, inclusive. The reporting person undertakes to provide to Steven Madden, Ltd. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The number of shares previously reported under this option is 100,000 shares at an exercise price of $18.78 per share. Such amount was adjusted to reflect each of 3 three-for-two stock splits (each effected as a stock dividend) that occurred on April 30, 2010, May 31, 2011 and October 1, 2013, resulting in 337,500 shares exercisable.
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