Filing Details

Accession Number:
0001209191-15-065853
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-13 16:14:02
Reporting Period:
2015-08-11
Filing Date:
2015-08-13
Accepted Time:
2015-08-13 16:14:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
87565 Schulman A Inc SHLM Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 340514850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254583 A James Mitarotonda C/O Barington Capital Group, L.p.
888 Seventh Avenue, 17Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-11 20,000 $34.96 278,078 No 4 P Indirect By Barington Companies Equity Partners, L.P
Common Stock Acquisiton 2015-08-12 20,000 $34.97 298,078 No 4 P Indirect By Barington Companies Equity Partners, L.P
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Barington Companies Equity Partners, L.P
No 4 P Indirect By Barington Companies Equity Partners, L.P
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,690 Direct
Footnotes
  1. The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $34.78-$35.34. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares sold at each price.
  2. The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P.
  3. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $34.68-$35.16. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares sold at each price.