Filing Details

Accession Number:
0001140361-15-031277
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-12 14:12:00
Reporting Period:
2015-08-11
Filing Date:
2015-08-12
Accepted Time:
2015-08-12 14:12:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239239 Kevin Brady C/O Annaly Capital Management, Inc.
1211 Avenue Of The Americas
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-11 48,750 $10.16 48,750 No 4 P Indirect By the Kevin P Brady Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Kevin P Brady Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,150 Direct
Common Stock 42,500 Indirect By wife
Common Stock 750 Indirect By daughter
Common Stock 750 Indirect By daughter
Common Stock 9,000 Indirect By mother
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to purchase Common Stock $16.46 2009-05-08 2018-05-08 20,000 20,000 Direct
Common Stock Option to purchase Common Stock $15.61 2009-09-19 2018-09-19 10,000 10,000 Direct
Common Stock Option to purchase Common Stock $13.25 2010-04-22 2019-04-22 12,500 12,500 Direct
Common Stock Option to purchase Common Stock $18.67 2011-06-27 2016-06-27 1,250 1,250 Direct
Common Stock Option to purchase Common Stock $17.11 2012-06-26 2017-06-26 1,250 1,250 Direct
Common Stock Deferred Stock Units $0.00 35,437 35,437 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-08 20,000 20,000 Direct
2018-09-19 10,000 10,000 Direct
2019-04-22 12,500 12,500 Direct
2016-06-27 1,250 1,250 Direct
2017-06-26 1,250 1,250 Direct
35,437 35,437 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  2. Options previously granted.
  3. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
  4. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.