Filing Details

Accession Number:
0001144204-15-047611
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-10 12:06:14
Reporting Period:
2015-08-07
Filing Date:
2015-08-10
Accepted Time:
2015-08-10 12:06:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946647 First Defiance Financial Corp FDEF Savings Institution, Federally Chartered (6035) 341803915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519530 D. Michael Mulford 601 Clinton Street
Defiance OH 43512
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2015-08-07 750 $27.41 3,386 No 4 M Direct
Common Shares Disposition 2015-08-07 750 $37.78 2,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2015-08-07 750 $0.00 750 $27.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-04-16 2017-04-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 571 Indirect Held by ESOP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.622 to $37.898, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  2. The ending balance differs slightly as a result of purchases in the reporting person's ESPP account.
  3. Stock Options vested 20% per year over five years, beginning on this date.