Filing Details
- Accession Number:
- 0000776901-15-000204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-07 16:08:09
- Reporting Period:
- 2015-03-27
- Filing Date:
- 2015-08-07
- Accepted Time:
- 2015-08-07 16:08:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586267 | D Robert Cozzone | C/O Independent Bank Corp. 288 Union Street Rockland MA 02370 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-27 | 131 | $43.03 | 18,234 | No | 4 | I | Direct | |
| Common Stock | Acquisiton | 2015-08-05 | 1,500 | $33.00 | 19,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-05 | 1,500 | $49.05 | 18,409 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Option (Right to Buy) | Disposition | 2015-08-05 | 1,500 | $0.00 | 1,500 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2012-02-15 | 2017-02-15 | No | 4 | M | Direct |
Footnotes
- Total Holdings include 2,461.3253 shares held in Filer's 401(k) account.
- 2. Holdings include 92.9467 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/20/15). Suchtransactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $49.00 through $49.10 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- Granted under the Independent Bank Corp. 2005 Employee Stock Option Plan (2005 Plan). Options vest in equal installments of 800 shares over a five-year period beginning on 2/15/08 and thereafter on each successive anniversary date (2/15/09-2/15/12).
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