Filing Details

Accession Number:
0001104659-15-057337
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-06 20:16:40
Reporting Period:
2015-08-04
Filing Date:
2015-08-06
Accepted Time:
2015-08-06 20:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873860 Ocwen Financial Corp OCN Mortgage Bankers & Loan Correspondents (6162) 650039856
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298648 John Devaney 240 Crandon Boulevard
Suite 167
Key Biscayne FL 33149
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-04 3,000 $7.97 12,349,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 5,000 $8.00 12,344,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 5,000 $7.99 12,339,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.99 12,332,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 4,000 $7.98 12,328,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 5,000 $7.97 12,323,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.96 12,316,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.97 12,309,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.96 12,302,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.96 12,295,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 8,000 $7.96 12,287,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 8,000 $7.95 12,279,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 9,000 $7.94 12,270,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 2,000 $7.94 12,268,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 1,000 $7.95 12,267,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 3,000 $7.93 12,264,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $8.00 12,257,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 7,000 $7.99 12,250,620 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 609 $7.98 12,250,011 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 2,800 $7.95 12,247,211 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 3,900 $7.94 12,243,311 No 4 S Indirect See footnote
Common Stock Disposition 2015-08-04 4,300 $7.93 12,239,011 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The price provided in this column represents the average price per share of the transaction.
  2. The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.
  3. The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.