Filing Details

Accession Number:
0001209191-15-063119
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-31 16:52:47
Reporting Period:
2015-07-29
Filing Date:
2015-07-31
Accepted Time:
2015-07-31 16:52:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365916 Amyris Inc. AMRS Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502077 Usa Activites Nouvelles Energies Total 24 Cours Michelet
Puteaux I0 92800
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-29 1,282,051 $1.56 14,899,263 No 4 P Direct
Common Stock Acquisiton 2015-07-29 30,434,782 $2.30 45,334,045 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $7.07
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $3.08
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $3.08
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $7.07
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $4.11
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Disposition 2015-07-29 0 $0.00 0 $4.11
Common Stock 1.5% Senior Secured Convertible Note Due 2017 Acquisiton 2015-07-29 0 $0.00 0 $3.08
Common Stock Warrants (right to buy) Acquisiton 2015-07-29 128,205 $0.00 128,205 $0.01
Common Stock Warrants (right to buy) Acquisiton 2015-07-29 2,000,000 $0.00 2,000,000 $0.01
Common Stock Warrants (right to buy) Acquisiton 2015-07-29 0 $0.00 0 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Direct
0 No 4 J Direct
0 No 4 J Direct
0 No 4 J Direct
0 No 4 J Direct
0 No 4 J Direct
0 No 4 P Direct
128,205 2020-07-29 No 4 P Direct
2,000,000 2020-07-29 No 4 P Direct
0 2020-07-29 No 4 P Direct
Footnotes
  1. Purchase was pursuant to that certain Securities Purchase Agreement dated as of July 24, 2015 by and between the Issuer and the purchasers set forth therein, including the Reporting Person (the "Purchase Agreement").
  2. Shares were issued in exchange for certain Convertible Notes as listed in Table II below, and pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including the Reporting Person (the "Exchange Agreement").
  3. Note was cancelled pursuant to the Exchange Agreement and that certain Request For Cancellation of Convertible Notes dated July 29, 2015 delivered by the Reporting Person to the Issuer (the "Cancellation Request").
  4. Note was cancelled pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the note were cancelled upon the issuance of a new 1.5% Senior Secured Convertible Note Due 2017.
  5. Issued pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the original note were cancelled upon the issuance of this new 1.5% Senior Secured Convertible Note Due 2017.
  6. The principal amount of this note is $5,000,751.86. The note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
  7. The shares underlying this warrant will be determined upon satisfaction of the Exercise Condition as described in the warrant.
  8. This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.
  9. Warrant was issued in connection with the Exchange Agreement.