Filing Details
- Accession Number:
- 0001104659-15-053993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-28 21:53:55
- Reporting Period:
- 2015-07-24
- Filing Date:
- 2015-07-28
- Accepted Time:
- 2015-07-28 21:53:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289884 | B Steven Ketchum | C/O Sunesis Pharmaceuticals, Inc. 395 Oyster Point Blvd., Suite 400 South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-24 | 11,105 | $1.32 | 85,066 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2015-07-24 | 4,239 | $3.46 | 80,827 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-24 | 5,551 | $1.32 | 86,378 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2015-07-24 | 2,119 | $3.46 | 84,259 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Disposition | 2015-07-24 | 11,105 | $0.00 | 11,105 | $1.32 |
| Common Stock | Warrant (right to buy) | Disposition | 2015-07-24 | 5,551 | $0.00 | 5,551 | $1.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-04-03 | 2016-04-03 | No | 4 | X | Direct |
| 0 | 2009-10-30 | 2016-10-30 | No | 4 | X | Direct |
Footnotes
- On July 24, 2015, the reporting person exercised a warrant to purchase 11,105 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 4.239 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,866 shares.
- On July 24, 2015, the reporting person exercised a warrant to purchase 5,551 shares of SNSS common stock for $1.32 a share. The reporting person paid the exercise price on a cashless basis, resulting in SNSS's withholding of 2,119 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,432 shares.
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