Filing Details

Accession Number:
0001127602-15-023158
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-20 19:37:25
Reporting Period:
2015-07-16
Filing Date:
2015-07-20
Accepted Time:
2015-07-20 19:37:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326801 Facebook Inc FB Services-Computer Programming, Data Processing, Etc. (7370) 201665019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509441 Todd Michael Schroepfer C/O Facebook, Inc.
1601 Willow Road
Menlo Park CA 94025
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-07-16 87,500 $1.85 662,977 No 4 C Direct
Class A Common Stock Disposition 2015-07-16 87,500 $90.28 575,477 No 4 S Direct
Class A Common Stock Acquisiton 2015-07-17 12,500 $1.85 587,977 No 4 C Direct
Class A Common Stock Disposition 2015-07-17 12,500 $94.94 575,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy Class B Common Stock) Disposition 2015-07-16 87,500 $0.00 87,500 $1.85
Class A Common Stock Class B Common Stock Acquisiton 2015-07-16 87,500 $0.00 87,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2015-07-16 87,500 $0.00 87,500 $0.00
Class B Common Stock Stock Option (Right to Buy Class B Common Stock) Disposition 2015-07-17 12,500 $0.00 12,500 $1.85
Class A Common Stock Class B Common Stock Acquisiton 2015-07-17 12,500 $0.00 12,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2015-07-17 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
485,630 2019-01-11 No 4 M Direct
87,500 No 4 M Direct
0 No 4 C Direct
473,130 2019-01-11 No 4 M Direct
12,500 No 4 M Direct
0 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Stock Option (Right to Buy Class B Common Stock) $1.85 2019-01-11 26,940 26,940 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-11 26,940 26,940 Indirect
Footnotes
  1. Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II.
  2. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The option was 100% vested on August 13, 2013. In connection with certain estate planning transfers, options to purchase a portion of the vested shares are held by Michael Schroepfer and Erin Hoffmann, Co-Trustees of the HS Trust u/a/d 9/28/11.
  4. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
  5. The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
  6. The option was 100% vested on August 13, 2013.
  7. Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.