Filing Details

Accession Number:
0001032553-15-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-07-20 14:53:38
Reporting Period:
2015-07-16
Filing Date:
2015-07-20
Accepted Time:
2015-07-20 14:53:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032553 B Gary Smith C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-07-16 4,800 $16.52 563,891 No 4 M Direct
Common Stock Disposition 2015-07-16 4,800 $25.18 559,091 No 4 S Direct
Common Stock Acquisiton 2015-07-17 4,800 $16.52 563,891 No 4 M Direct
Common Stock Disposition 2015-07-17 4,800 $25.68 559,091 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-07-16 4,800 $0.00 4,800 $16.52
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-07-17 4,800 $0.00 4,800 $16.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,037 2015-11-02 No 4 M Direct
28,237 2015-11-02 No 4 M Direct
Footnotes
  1. Shares reported include unvested Restricted Stock Units (RSUs).
  2. Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/1/2015.
  3. Option is fully vested.