Filing Details
- Accession Number:
- 0001225208-15-015048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-02 16:42:13
- Reporting Period:
- 2015-07-01
- Filing Date:
- 2015-07-02
- Accepted Time:
- 2015-07-02 16:42:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528493 | W. Jonathan Witter | 1680 Capital One Drive Mclean VA 22102 | President, Retail Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-07-01 | 10,373 | $88.56 | 96,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-01 | 28,885 | $88.55 | 67,623 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were sold at prices ranging from $88.19 to $89.01. Information regarding the number of shares sold at each price will be provided upon request.
- Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- These shares were sold at prices ranging from $88.20 to $89.01. Information regarding the number of shares sold at each price will be provided upon request.
Billionaire Hedge Funds
