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Filing Details

Accession Number:: 0001179110-15-010403
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-29 19:29:02
Reporting Period:: 2015-06-25

Filing Date:: 2015-06-29
Accepted Time:: 2015-06-29 19:29:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425565	Real Goods Solar Inc.	RGSE	Construction - Special Trade Contractors (1700)	261851813

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1021592	L David Belluck	C/O Real Goods Solar, Inc. 833 W. South Boulder Road Louisville CO 80027-2452		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-06-25	915,000	$3.29	1,306,533	No	4	P	Indirect	By Riverside Renewable Energy Investments, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Riverside Renewable Energy Investments, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	3,994	Direct

Footnotes

The shares of Class A Common Stock ("Common Stock") of Real Goods Solar, Inc. (the "Issuer") were issued upon the conversion of the indebtedness outstanding under certain notes held by Riverside Fund III, L.P. (the "Fund"), an affiliate of Riverside Renewable Energy Investments, LLC (the "Company"), pursuant to a Conversion Agreement, by and between the Fund and the Issuer (the "Conversion Agreement"). Such conversion was affected using a conversion ratio equal to $3.29, the closing price of one share of Common Stock on June 23, 2015, the date before entering into the Conversion Agreement. On June 25, 2015, the Fund assigned to the Company its rights, title and interest to the Conversion Agreement, including, without limitation, the Common Stock issued pursuant to the Conversion Agreement.
The number of shares reported on this Form 4 has been adjusted to reflect the Issuer's consummation on May 17, 2015 of a reverse stock split of all outstanding shares of Common Stock at a ratio of one-for-twenty whereby twenty shares of Common Stock were combined into one share of Common Stock. As a result, the 7,830,647 shares reported on the Form 4 dated February 17, 2015 were converted to 391,533 shares following the reverse stock split.
David Belluck controls Riverside Partners III, LLC, which is the general partner of Riverside Partners III, LP, which is the general partner of Riverside Fund III, LP. Riverside Renewable Energy Investments, LLC is a wholly owned subsidiary of Riverside Fund III, L.P. As such, Mr. Belluck may be deemed to indirectly control Riverside Renewable Energy Investments, LLC and may also be deemed to have indirect beneficial ownership of the Real Goods Solar, Inc. shares directly beneficially owned by Riverside Renewable Energy Investments, LLC; however, Mr. Belluck disclaims such beneficial ownership.
The number of shares reported on this Form 4 has been adjusted to reflect the Issuer's consummation on May 17, 2015 of a reverse stock split of all outstanding shares of Common Stock at a ratio of one-for-twenty whereby twenty shares of Common Stock were combined into one share of Common Stock. As a result, the 79,861 shares reported on the Form 4 dated February 17, 2015 were converted to 3,994 shares following the reverse stock split.