- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2011-01-31 20:15:20
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2011-01-31 20:15:20
- Original Submission Date:
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1366246||Glu Mobile Inc||GLUU||Services-Computer Programming Services (7371)||000000000|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1392677||R Eric Ludwig||Glu Mobile Inc.
45 Fremont Street, Suite 2800
San Francisco CA 94105
|Svp, Cfo And Cao||No||Yes||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Stock Option (right to buy)||Acquisiton||2011-01-27||45,000||$0.00||45,000||$0.89|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
- The stock option exercise and the sale of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on June 7, 2010.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.00 to $3.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vests and becomes exercisable over four years, with 25% of the shares having vested and become exercisable on October 31, 2009 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
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