Filing Details
- Accession Number:
- 0001209191-11-005878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 20:15:20
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Filing Date Changed:
- 2011-01-31
- Accepted Time:
- 2011-01-31 20:15:20
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392677 | R Eric Ludwig | Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 |
Svp, Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-27 | 45,000 | $0.89 | 45,000 |
| Common Stock | Disposition | 2011-01-27 | 45,000 | $3.00 | 0 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2011-01-27 | 45,000 | $0.00 | 45,000 | $0.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2009-10-31 | 2014-10-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 57,000 | Direct |
Footnotes
- The stock option exercise and the sale of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on June 7, 2010.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.00 to $3.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vests and becomes exercisable over four years, with 25% of the shares having vested and become exercisable on October 31, 2009 and the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
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