Filing Details

Accession Number:
0001209191-15-055786
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-23 21:45:35
Reporting Period:
2015-06-22
Filing Date:
2015-06-23
Accepted Time:
2015-06-23 21:45:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346543 Becker Drapkin Management, L.p. 500 Crescent Court, Suite 230
Dallas TX 75201
No No No Yes
1349003 Bc Advisors Llc 500 Crescent Court, Suite 230
Dallas TX 758201
No No No Yes
1349005 R Steven Becker C/O Becker Drapkin Management, L.p.
500 Crescent Court, Suite 230
Dallas TX 75201
Yes No No Yes
1451721 Becker Drapkin Partners, L.p. 500 Crescent Court, Suite 230
Dallas TX 75201
No No No Yes
1451722 Becker Drapkin Partners (Qp), L.p. 500 Crescent Court, Suite 230
Dallas TX 75201
No No No Yes
1458693 A Matthew Drapkin C/O Becker Drapkin Management, L.p.
500 Crescent Court, Suite 230
Dallas TX 75201
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-22 325,398 $6.55 1,752,451 No 4 S Indirect See footnotes
Common Stock Disposition 2015-06-22 45,844 $6.55 246,898 No 4 S Indirect See footnotes
Common Stock Disposition 2015-06-22 129,345 $6.55 697,079 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,576 Direct
Footnotes
  1. Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,752,451 shares).
  2. Represents Common Stock directly beneficially owned by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (246,898 shares).
  3. Represents Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (697,079 shares).
  4. In connection with the expiration of the Issuer's Offer to Purchase shares of common stock (the "Offer"), on June 19, 2015, the Issuer accepted for purchase shares of common stock tendered by the Reporting Person and purchased such shares in accordance with the terms of the Offer.
  5. BD Management, as the general partner of, and investment manager for, Becker Drapkin QP and Becker Drapkin, L.P. and the investment manager for the Managed Account, may be deemed to beneficially own the securities described in footnotes (1), (2) and (3). BC Advisors, LLC ("BCA"), as the general partner of BD Management, and Mr. Becker and Mr. Drapkin, as the sole members and co-managing members of BCA and limited partners of BD Management, may in each case be deemed to be beneficial owners of the securities described in footnotes (1), (2) and (3).
  6. BD Management disclaims any beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Becker Drapkin QP disclaims beneficial ownership of the Common Stock described in footnotes (2) and (3). Becker Drapkin, L.P. disclaims beneficial ownership of the Common Stock described in footnotes (1) and (3). BCA disclaims beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Mr. Becker (who is a director of the Issuer) and Mr. Drapkin disclaim beneficial ownership of all of the Common Stock described herein, except to the extent of any pecuniary interest therein.
  7. These shares are directly beneficially owned by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.
  8. This filing constitutes a Form 4 exit filing for all reporting persons other than Mr. Becker