Home > Insider Trading > Filing (0001140361-15-024853)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1059790	Pozen Inc	POZN	Pharmaceutical Preparations (2834)	621657552

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478570	G. John Fort	C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517	Chief Medical Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-06-16	10,179	$1.98	57,975	No	4	M	Direct
Common Stock	Disposition	2015-06-16	10,179	$10.00	47,796	No	4	S	Direct
Common Stock	Acquisiton	2015-06-16	5,497	$8.36	53,293	No	4	M	Direct
Common Stock	Disposition	2015-06-16	4,945	$10.02	48,348	No	4	F	Direct
Common Stock	Acquisiton	2015-06-17	18,322	$4.64	66,670	No	4	M	Direct
Common Stock	Disposition	2015-06-17	18,322	$10.68	48,348	No	4	S	Direct
Common Stock	Acquisiton	2015-06-17	2,386	$3.77	50,734	No	4	M	Direct
Common Stock	Disposition	2015-06-17	2,386	$10.78	48,348	No	4	S	Direct
Common Stock	Acquisiton	2015-06-18	11,373	$3.77	59,721	No	4	M	Direct
Common Stock	Disposition	2015-06-18	11,373	$10.78	48,348	No	4	S	Direct
Common Stock	Acquisiton	2015-06-18	36,645	$5.33	84,993	No	4	M	Direct
Common Stock	Disposition	2015-06-18	36,645	$11.37	48,348	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2015-06-16	10,179	$0.00	15,268	$1.98
Common Stock	Stock Option (right to buy)	Disposition	2015-06-16	5,497	$0.00	7,329	$8.36
Common Stock	Stock Option (right to buy)	Disposition	2015-06-17	18,322	$0.00	18,322	$4.64
Common Stock	Stock Option (right to buy)	Disposition	2015-06-17	2,386	$0.00	13,759	$3.77
Common Stock	Stock Option (right to buy)	Disposition	2015-06-18	11,373	$0.00	11,373	$3.77
Common Stock	Stock Option (right to buy)	Disposition	2015-06-18	36,645	$0.00	36,645	$5.33

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,089	2021-01-03	No	4	M	Direct
1,832	2018-03-15	No	4	M	Direct
0	2019-03-13	No	4	M	Direct
11,373	2021-03-15	No	4	M	Direct
0	2021-03-15	No	4	M	Direct
0	2020-03-15	No	4	M	Direct

Footnotes

Stock option exercise and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $9.93 to $10.09.
Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person. Such shares are to be delivered to the Registrant's treasury account.
Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 16, 2015.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $10.66 to $10.74.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $10.78 to 10.79.
Exercisable upon achievement of certain performance criteria.
The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
The reporting person has provided to the Registrant, and the Registrant will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range reported.