Filing Details

Accession Number:
0001614094-15-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-05 18:46:20
Reporting Period:
2015-06-03
Filing Date:
2015-06-05
Accepted Time:
2015-06-05 18:46:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222271 Thomas Georgens 495 East Java Drive
Sunnyvale CA 94089
Former Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-03 17,125 $0.00 37,620 No 4 M Direct
Common Stock Disposition 2015-06-03 6,728 $33.25 30,892 No 4 F Direct
Common Stock Acquisiton 2015-06-03 31,250 $0.00 62,142 No 4 M Direct
Common Stock Disposition 2015-06-03 16,306 $33.25 45,836 No 4 F Direct
Common Stock Disposition 2015-06-05 34,705 $33.81 11,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2015-06-03 17,125 $0.00 17,125 $0.00
Common Stock Restricted Stock Unit Disposition 2015-06-03 31,250 $0.00 31,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
168,000 No 4 M Direct
136,750 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 532 Indirect by Spouse
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.73 to $33.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Mr. Georgens disclaims beneficial ownership of these shares.
  4. Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
  5. On June 3, 2013, the reporting person was granted 68,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
  6. On June 3, 2014, the reporting person was granted 125,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.