Filing Details

Accession Number:
0001614094-15-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-03 20:16:42
Reporting Period:
2015-05-31
Filing Date:
2015-06-03
Accepted Time:
2015-06-03 20:16:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536584 R Nicholas Noviello 495 East Java Drive
Sunnyvale CA 94089
Evp Finance & Operations, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-31 105 $28.39 21,789 No 4 J Direct
Common Stock Acquisiton 2015-06-01 6,675 $0.00 28,464 No 4 M Direct
Common Stock Disposition 2015-06-01 2,508 $33.16 25,956 No 4 F Direct
Common Stock Acquisiton 2015-06-01 1,575 $0.00 27,531 No 4 M Direct
Common Stock Disposition 2015-06-01 591 $33.16 26,940 No 4 F Direct
Common Stock Disposition 2015-06-03 5,151 $33.61 21,789 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2015-06-01 6,675 $0.00 6,675 $0.00
Common Stock Restricted Stock Unit Disposition 2015-06-01 1,575 $0.00 1,575 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,125 No 4 M Direct
27,550 No 4 M Direct
Footnotes
  1. Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
  2. Restricted stock units convert into common stock on a one-for-one basis.
  3. The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  4. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.43 to $33.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  5. On June 1, 2012, the reporting person was granted 26,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
  6. On June 1, 2011, the reporting person was granted 6,300 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.