Filing Details

Accession Number:
0001209191-15-046303
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-22 18:00:44
Reporting Period:
2015-05-20
Filing Date:
2015-05-22
Accepted Time:
2015-05-22 18:00:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469443 Arcadia Biosciences Inc. RKDA Agricultural Chemicals (2870) 810571538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641250 Uday Garg C/O Arcadia Biosciences, Inc.
202 Cousteau Place, Suite 105
Davis CA 95618
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-20 375,000 $8.00 375,000 No 4 P Indirect By Mandala Capital AG Limited
Common Stock Acquisiton 2015-05-20 8,705,808 $0.00 9,080,808 No 4 C Indirect By Mandala Agribusiness Co-Investments I Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Mandala Capital AG Limited
No 4 C Indirect By Mandala Agribusiness Co-Investments I Limited
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Convertible Preferred Stock Disposition 2015-05-20 8,918,750 $0.00 8,705,808 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Mr. Garg is a member of the board of directors of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited. Mr. Garg disclaims beneficial ownership of all securities listed herein, except to the extent of his pecuniary interest therein.
  2. The Series D Convertible Preferred Stock converted into the Issuer's common stock at a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. This conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015.