Filing Details

Accession Number:
0001209191-15-046001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-22 14:52:28
Reporting Period:
2015-05-20
Filing Date:
2015-05-22
Accepted Time:
2015-05-22 14:52:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492691 Swift Transportation Co SWFT Trucking (No Local) (4213) 205589597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506973 M Cary Flanagan C/O Swift Transportation Company
2200 South 75Th Avenue
Phoenix AZ 85043
Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-05-20 5,000 $11.00 8,729 No 4 M Direct
Class A Common Stock Disposition 2015-05-20 5,000 $24.98 3,729 No 4 S Direct
Class A Common Stock, Restricted Stock Unit Acquisiton 2015-05-20 2,550 $24.84 6,279 No 4 A Direct
Class A Common Stock, Restricted Stock Unit Disposition 2015-05-21 155 $25.00 6,124 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right-To-Buy) Disposition 2015-05-20 5,000 $0.00 5,000 $11.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,000 2018-08-27 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.98 to $24.99. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
  2. Represents an award of Restricted Stock Units granted under the Issuer's 2014 Omnibus Incentive Plan. Subject to certain acceleration, forfeiture and termination provisions, each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A common stock. The Restricted Stock Units vest in three equal installments over a three-year period beginning with the first anniversary from the grant date.
  3. Sale to cover taxes owed upon vesting of restricted stock units
  4. Represents a grant of 40,000 options on August 27, 2008 which vested and became exercisable as to 13,333 shares on each of August 27, 2011 and August 27, 2012, and as to the remaining 13,334 shares on August 27, 2013. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.