Filing Details
- Accession Number:
- 0001127602-15-018169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 18:00:22
- Reporting Period:
- 2015-05-19
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 18:00:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392243 | J Andrew Iseman | 1010 Grand Blvd Kansas City MO 64106 | Ceo Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-19 | 1,686 | $41.71 | 25,102 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-19 | 3,332 | $45.07 | 28,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-19 | 4,538 | $53.10 | 23,896 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-19 | 300 | $53.11 | 23,596 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-19 | 430 | $53.11 | 23,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-19 | 200 | $53.12 | 22,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-19 | 1,686 | $0.00 | 1,686 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-19 | 3,332 | $0.00 | 3,332 | $45.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,686 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 3,333 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 68 | Indirect | By ESOP |
Footnotes
- Includes shares acquired through the reinvestment of dividends through the Company's dividend reinvestment plan.
- Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
Billionaire Hedge Funds
