Filing Details

Accession Number:
0001002225-15-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-20 21:14:29
Reporting Period:
2015-05-18
Filing Date:
2015-05-20
Accepted Time:
2015-05-20 20:14:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-18 700 $17.91 52,192 No 4 M Direct
Common Stock Disposition 2015-05-18 288 $43.60 51,904 No 4 D Direct
Common Stock Acquisiton 2015-05-18 2,044 $21.67 53,948 No 4 M Direct
Common Stock Disposition 2015-05-18 1,017 $43.60 52,931 No 4 D Direct
Common Stock Acquisiton 2015-05-18 8,750 $12.10 61,681 No 4 M Direct
Common Stock Disposition 2015-05-18 2,429 $43.60 59,252 No 4 D Direct
Common Stock Acquisiton 2015-05-18 1,434 $17.80 60,686 No 4 M Direct
Common Stock Disposition 2015-05-18 586 $43.60 60,100 No 4 D Direct
Common Stock Acquisiton 2015-05-18 933 $17.91 61,033 No 4 M Direct
Common Stock Disposition 2015-05-18 384 $43.60 60,649 No 4 D Direct
Common Stock Disposition 2015-05-18 2,682 $43.42 57,967 No 4 S Direct
Common Stock Disposition 2015-05-18 9,157 $43.42 48,810 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2015-05-18 8,750 $0.00 8,750 $12.10
Common Stock Stock Appreciation Rights Disposition 2015-05-18 1,434 $0.00 1,434 $17.80
Common Stock Stock Appreciation Rights Disposition 2015-05-18 700 $0.00 700 $17.91
Common Stock Stock Appreciation Rights Disposition 2015-05-18 933 $0.00 933 $17.91
Common Stock Stock Appreciation Rights Disposition 2015-05-18 2,044 $0.00 2,044 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,500 2013-11-14 2022-11-14 No 4 M Direct
5,735 2013-05-14 2022-05-14 No 4 M Direct
933 2011-05-13 2021-05-13 No 4 M Direct
0 2012-05-13 2021-05-13 No 4 M Direct
16,350 2014-05-14 2023-05-14 No 4 M Direct
Footnotes
  1. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.