Filing Details

Accession Number:
0001181431-15-007224
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-20 17:13:38
Reporting Period:
2015-05-19
Filing Date:
2015-05-20
Accepted Time:
2015-05-20 17:13:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430105 F. Mark Strauss 1025 Laurel Oak Road
Voorhees NJ 08043
Svp,Corp Strategy&Bus. Develop No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-19 9,280 $20.70 36,825 No 4 M Direct
Common Stock Disposition 2015-05-19 9,280 $53.58 27,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-19 9,280 $0.00 9,280 $20.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,173 2015-12-31 No 4 M Direct
Footnotes
  1. Includes 62 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.57 to $53.63, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder of American Water Works Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The option award granted on February 20, 2009, representing a right to purchase 21,280 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.