Filing Details

Accession Number:
0001127602-15-017974
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-20 16:25:31
Reporting Period:
2015-05-18
Filing Date:
2015-05-20
Accepted Time:
2015-05-20 16:25:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467828 P. Mark Sullivan C/O Aspen Technology, Inc.
20 Crosby Drive
Bedford MA 01730
Executive Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-18 3,094 $10.93 82,476 No 4 M Direct
Common Stock Acquisiton 2015-05-18 6,387 $32.54 88,863 No 4 M Direct
Common Stock Acquisiton 2015-05-18 6,851 $23.38 95,714 No 4 M Direct
Common Stock Acquisiton 2015-05-18 9,375 $15.50 105,089 No 4 M Direct
Common Stock Disposition 2015-05-18 25,707 $43.00 79,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-18 3,094 $0.00 3,094 $10.93
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-18 6,387 $0.00 6,387 $32.54
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-18 6,851 $0.00 6,851 $23.38
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-18 9,375 $0.00 9,375 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-01 No 4 M Direct
14,370 2023-07-31 No 4 M Direct
8,563 2022-07-31 No 4 M Direct
2,344 2021-07-31 No 4 M Direct
Footnotes
  1. The option granted at the exercise price of $10.93, representing a right to purchase 49,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter beginning on September 30, 2010.
  2. The option, granted at an exercise price of $32.54, representing a right to purchase 25,546 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of the quarter beginning on September 30, 2013.
  3. The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
  4. The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning September 30, 2011.