Filing Details
- Accession Number:
- 0000750556-15-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-18 13:20:37
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-18
- Accepted Time:
- 2015-05-18 13:20:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305894 | E Thomas Panther | 303 Peachtree Street Atlanta GA 30303 | Svp, Controller, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Commons Stock | Disposition | 2015-05-14 | 6,520 | $0.00 | 18,818 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,105 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 1,000 | 1,000 | Direct | ||
| Common Stock | Phamton Stock | $0.00 | 2016-02-21 | 942 | 942 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 942 | 942 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2016-02-10 | 793 | 793 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2017-02-10 | 793 | 793 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2018-02-10 | 794 | 794 | Direct | |
| Common Stock | Option | $21.67 | 2022-02-13 | 9,933 | 9,933 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,000 | 1,000 | Direct | |
| 942 | 942 | Direct | |
| 942 | 942 | Direct | |
| 793 | 793 | Direct | |
| 793 | 793 | Direct | |
| 794 | 794 | Direct | |
| 2022-02-13 | 9,933 | 9,933 | Direct |
Footnotes
- Sold at prices ranging from $42.66 to $42.72.
- Granted under the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.
- Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- Includes restricted stock granted under the SunTrust Banks, Inc. 2004 and 2009 Stock Plans which are subject to vesting conditions. The restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. The plans are exempt under Rule 16(b)-3. Includes 6,279 shares which vest on 2/12/2016.
- Phantom stock units acquired under the SunTrust Bank, Inc. Deferred Compensation Plan. These phantom stock units convert to common stock on a one-for-one basis.
- Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
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