Filing Details
- Accession Number:
- 0001127602-15-017579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-18 11:34:17
- Reporting Period:
- 2015-05-15
- Filing Date:
- 2015-05-18
- Accepted Time:
- 2015-05-18 11:34:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577544 | F Michael Roman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-15 | 2,500 | $87.35 | 7,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-15 | 1,900 | $162.77 | 5,574 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-15 | 5,000 | $87.35 | 10,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-15 | 144 | $162.70 | 10,430 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-15 | 300 | $162.71 | 10,130 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-15 | 4,456 | $162.72 | 5,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-15 | 100 | $162.72 | 5,574 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-15 | 532 | $0.00 | 5,042 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-05-15 | 5,000 | $0.00 | 5,000 | $87.35 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-05-15 | 2,500 | $0.00 | 2,500 | $87.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2007-05-09 | 2016-05-09 | No | 4 | M | Direct |
| 1,500 | 2007-05-09 | 2016-05-09 | No | 4 | M | Direct |
Footnotes
- This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
Billionaire Hedge Funds
