Filing Details
- Accession Number:
- 0001140361-15-019389
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-05-13 16:05:19
- Reporting Period:
- 2015-05-08
- Filing Date:
- 2015-05-13
- Accepted Time:
- 2015-05-13 16:05:19
- Original Submission Date:
- 2015-05-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235657 | Wellington Denahan | C/O: Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036 | Chairman Of Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-08 | 13,268 | $10.11 | 1,388,186 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-05-11 | 184,948 | $10.04 | 1,573,134 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase Common Stock | $17.07 | 2006-07-07 | 2015-07-07 | 150,000 | 150,000 | Direct |
| Common Stock | Option to purchase Common Stock | $15.70 | 2008-05-17 | 2017-05-17 | 150,000 | 150,000 | Direct |
| Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 200,000 | 200,000 | Direct |
| Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 200,000 | 200,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-07-07 | 150,000 | 150,000 | Direct |
| 2017-05-17 | 150,000 | 150,000 | Direct |
| 2018-05-08 | 200,000 | 200,000 | Direct |
| 2018-09-19 | 200,000 | 200,000 | Direct |
Footnotes
- The number of "securities acquired" was listed incorrectly on the Form 4 filing made on May 12, 2015 due to an administrative error. A purchase of 13,268 shares was made on May 8, 2015 and a second purchase of 184,948 shares was made on May 11, 2015. The Amount of Securities Beneficially Owned Following Reported Transaction on May 8, 2015 was 1,388,186 and the Amount of Securities Beneficially Owned Following Reported Transaction on May 11, 2015 is 1,573,134.
- Options previously granted.
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