Filing Details

Accession Number:
0001209191-15-041075
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-11 16:05:47
Reporting Period:
2015-05-07
Filing Date:
2015-05-11
Accepted Time:
2015-05-11 16:05:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091862 Chemtura Corp CHMT Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) 522183153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480235 Chet Cross 199 Benson Road
Middlebury CT 06749
Evp, Supply Chain & Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-07 16,156 $16.03 89,662 No 4 M Direct
Common Stock Disposition 2015-05-07 16,156 $30.30 73,506 No 4 S Direct
Common Stock Acquisiton 2015-05-07 45,500 $16.03 119,006 No 4 M Direct
Common Stock Disposition 2015-05-07 45,500 $29.60 73,506 No 4 S Direct
Common Stock Acquisiton 2015-05-07 10,455 $15.38 83,961 No 4 M Direct
Common Stock Disposition 2015-05-07 10,455 $30.26 73,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-07 16,156 $0.00 16,156 $16.03
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-07 45,500 $0.00 45,500 $16.03
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-07 10,455 $0.00 10,455 $15.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,500 2021-03-10 No 4 M Direct
0 2021-03-10 No 4 M Direct
0 2022-03-01 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.40, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.56 to $29.68, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.16 to $30.37, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
  4. This option, which represented a right to purchase a total of 61,656 shares, became exercisable in three equal installments on March 1, 2013, March 1, 2014 and March 1, 2015.
  5. This option, which initially represented a right to purchase a total of 31,363 shares (20,908 of which were purchased on May 4, 2015), became exercisable in three equal installments on March 1, 2013, March 1, 2014 and March 1, 2015.