Filing Details

Accession Number:
0001256951-15-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-06 21:59:52
Reporting Period:
2015-04-08
Filing Date:
2015-05-06
Accepted Time:
2015-05-06 21:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1039399 Formfactor Inc FORM Semiconductors & Related Devices (3674) 133711155
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1339595 Thomas Dennis St 7005 Southfront Road
Livermore CA 94551
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-04 5,000 $0.00 57,115 No 4 M Direct
Common Stock Acquisiton 2015-05-04 175,000 $0.00 232,115 No 4 M Direct
Common Stock Disposition 2015-05-05 92,782 $8.42 139,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Acquisiton 2015-04-08 175,000 $0.00 175,000 $0.00
Common Stock Performance Shares Disposition 2015-05-04 175,000 $0.00 175,000 $0.00
Common Stock Restricted Stock Units Disposition 2015-05-04 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
175,000 No 4 A Direct
0 No 4 M Direct
100,000 No 4 M Direct
Footnotes
  1. The restricted stock units released on April 29, 2015, were settled in shares of common stock, and were immediately cancelled upon settlement.
  2. Represents vested shares of common stock issued pursuant to the conversion of the total units certified and earned April 8, 2015 in connection with a May 6, 2013 performance-based restricted stock unit award.
  3. Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
  4. Represents the vesting of 100% of the performance-based restricted stock units certified and earned April 8, 2015 in connection with a May 6, 2013 performance-based RSU award. All stock will be released to the reporting person on the vesting date or the first market trading day after the vesting date, during an open trading window under the Issuer's Insider Trading Policy thereafter, if the applicable vesting date is not on a market trading day during an open trading window.
  5. The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
  6. The Restricted Stock Units vest and are exercisable in four equal annual installments on each April 29 of 2012, 2013, 2014, and 2015 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).
  7. The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.