Filing Details
- Accession Number:
- 0001234452-15-000153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-05 20:22:32
- Reporting Period:
- 2015-05-03
- Filing Date:
- 2015-05-05
- Accepted Time:
- 2015-05-05 20:22:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525498 | S Matthew Grob | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Qualcomm Technologies Inc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-04 | 2,000 | $41.36 | 48,596 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2015-05-04 | 2,000 | $68.45 | 46,596 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2015-05-05 | 9,760 | $0.00 | 56,356 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2015-05-05 | 3,711 | $68.37 | 52,645 | No | 4 | F | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | F | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-05-04 | 2,000 | $0.00 | 2,000 | $41.36 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2015-05-03 | 48,800 | $0.00 | 48,800 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2015-05-05 | 9,760 | $0.00 | 9,760 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2019-04-23 | No | 4 | M | Direct | |
| 48,800 | 2019-05-05 | No | 4 | A | Direct | |
| 39,040 | 2019-05-05 | No | 4 | M | Direct |
Footnotes
- Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
- These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
- The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
- Beneficial holdings reflected on this report do not include changes in the reporting person's holdings of securities resulting from participation in the issuer's qualified employee stock plan since the last filing of a report disclosing transactions related to such participation
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