Home > Insider Trading > Filing (0001144204-15-027175)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578620	Alcentra Capital Corp	ABDC	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1390777	Bank Of New York Mellon Corp	One Wall Street New York NY 10286		No	No	Yes	No
1629949	Bny Alcentra Group Holdings, Inc.	10 Gresham Street London X0 EC2V 7JD		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-30	7,068	$13.82	1,667,153	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-05-01	5,245	$13.93	1,672,398	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

1,492 of these shares were acquired by Alcentra NY LLC and 5,576 of these shares were acquired by Alcentra Ltd. pursuant to a Rule 10b5-1 trading plan adopted by them on March 23, 2015. Entities controlled by The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are the direct and indirect parent companies of Alcentra NY LLC and Alcentra Ltd. As a result, The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are each deemed to have an indirect pecuniary interest in the reported shares.
1,107 of these shares were acquired by Alcentra NY LLC and 4,138 of these shares were acquired by Alcentra Ltd. pursuant to a Rule 10b5-1 trading plan adopted by them on March 23, 2015. Entities controlled by The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are the direct and indirect parent companies of Alcentra NY LLC and Alcentra Ltd. As a result, The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are each deemed to have an indirect pecuniary interest in the reported shares.