Filing Details

Accession Number:
0001002225-15-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-17 19:36:04
Reporting Period:
2015-04-15
Filing Date:
2015-04-17
Accepted Time:
2015-04-17 19:36:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309147 Peter David Hess 600 Townsend Street
San Francisco CA 94103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-15 8,500 $9.57 167,959 No 4 M Direct
Common Stock Disposition 2015-04-15 1,865 $43.64 166,094 No 4 D Direct
Common Stock Disposition 2015-04-15 3,462 $43.64 162,632 No 4 F Direct
Common Stock Disposition 2015-04-17 3,173 $43.56 159,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2015-04-15 8,500 $0.00 8,500 $9.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-02-14 2017-02-14 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 31 October 2014
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.