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Filing Details

Accession Number:: 0001221432-15-000020
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-15 17:23:46
Reporting Period:: 2015-04-14

Filing Date:: 2015-04-15
Accepted Time:: 2015-04-15 17:23:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	Security Brokers, Dealers & Flotation Companies (6211)	320122554

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Chairman,Ceo, Global Co-Cio	Yes	Yes	No	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2015-04-14	21,599	$12.45	3,763,192	No	4	D	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	100	$12.44	3,763,292	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	200	$12.45	3,763,492	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	600	$12.46	3,764,092	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	1,771	$12.47	3,765,863	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	100	$12.48	3,765,963	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	749	$12.48	3,766,712	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	1,794	$12.49	3,768,506	No	4	P	Indirect	By Calamos Investments LLC
Class A Common Stock	Acquisiton	2015-04-15	2,482	$12.50	3,770,988	No	4	P	Indirect	By Calamos Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC
No	4	P	Indirect	By Calamos Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	7,283	Indirect	By Spouse
Class A Common Stock	7,283	Indirect	By Spouse

Footnotes

THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSFERS REFLECT THE DISPOSITIONS OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES FROM CALAMOS INVESTMENTS LLC (CILLC) WITH THE INTENT TO HELP MANAGE DILUTION THAT WOULD OTHERWISE OCCUR AS A RESULT OF EQUITY AWARDS VESTING UNDER CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM THAT OCCURRED THROUGH CILLC.
Total represents 3,081,593.7780 shares of Class A Common Stock and 681,598 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT THE PURCHASE OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES BY CALAMOS INVESTMENTS LLC (CILLC) PRIMARILY TO MANAGE DILUTION RESULTING FROM AND POTENTIALLY TO FULFILL THE REQUIREMENTS OF CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM OCCURRING THROUGH CILLC.
Total represents 3,089,389.7780 shares of Class A Common Stock and 681,598 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).