Home > Insider Trading > Filing (0001209191-15-034045)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505512	Regulus Therapeutics Inc.	RGLS	Pharmaceutical Preparations (2834)	264738379

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225503	A L Bruce Carter	C/O Regulus Therapeutics Inc. 3545 John Hopkins Ct. #210 San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-04-13	20,000	$4.78	20,000	No	4	M	Direct
Common Stock	Disposition	2015-04-13	20,000	$17.66	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2015-04-13	20,000	$0.00	20,000	$4.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000		2022-10-30	No	4	M	Direct

Footnotes

The weighted average sale price for the transaction reported was $17.6582, and the range of prices were between $17.65 and $17.685. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
25% of the shares will vest on October 31, 2013 and the remainder of the shares will vest in equal installments on a monthly basis thereafter, such that the option is fully vested on October 30, 2016.